In the United States, the Series 7 examination is administered at Thomson Prometric Testing Centers or Pearson Professional Center, Pearson can be reached at: (866) 396-6273. To make a test appointment or if you have any questions related to a test appointment with Thompson Prometric Testing Center, call 1-800-578-6273.

Registering For the Exam

To register for the exam, you must complete the NASD's U-4 application. Your sponsoring firm should then send the U-4 form along with your fingerprints, to the NASD for processing. Please give yourself ample time for the processing to be completed. Once your information has been processed, a confirmation will be sent to your firm.

You must be sponsored by a firm to take the exam

The number one question that we receive is this: Do I have to be sponsored by a firm to take the exam?

The answer is yes, you must be sponsored.